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22Feb12 Part 4: Should you make your thesis available online?: Introducing EthOS by Sara Gould

Posted by atarrant

Today’s post, which contributes to our series about publishing dissertations and theses online is written by Sara Gould. Sara is the EThOS Service Manager at the British Library, UK. She is managing the transition of this e-theses website to a sustainable Higher Education shared service.

Anna has been wondering whether to publish her thesis. Or if not ‘publish’ then put it online somewhere to share the results of her work more widely, and gain the benefits she mentions, like raising the level of interest in her research and making connections with like-minded researchers.

EThOS is the UK’s e-theses website that gives instant access to 55,000+ doctoral theses. Pretty much all UK universities have their theses listed in EThOS so there’s around 300,000 records in all, with a variety of routes to get hold of the full text if it’s not already available.

That’s a fantastic resource for students and all researchers, not just to be able to dig deep into research that’s already happened, but to see who’s researching what and who the key players are – individuals, departments, institutions, even funders.

It almost goes without saying that open access to research theses is a ‘good thing’ for new researchers, for those looking for source material. But what about for thesis authors themselves? Should Anna try to make sure her PhD thesis appears in her university’s repository and/or EThOS, or not?

Here are a few frequently expressed concerns:

1. It’ll spoil my publication chances later

Well, it might, but in a recent survey only 7% of institutions cited this as a frequent concern amongst their students, and no concrete examples were found of publication being refused because the PhD thesis had been added to an open access repository. If reassurance is needed, then an embargo period can be applied, with may be the record plus abstract still being available to all.

2. My work will be plagiarised

It’s possible, but then again people can plagiarise from printed theses too, and in those cases there’s no automated way to detect the crime.

Allowing open access to your thesis does open it up to all sorts of people who may come along and use the content in whatever way they like. But plagiarism detection services can help to mitigate the risks, and in EThOS at least, users have to register their details, so we could if necessary track all users of a particular thesis. So far that’s never been needed. And as people get more and more used to open access and theses become increasingly available in institutional repositories, it may be that the login process is becoming a tiresome deterrent to use and has had its day.

Brown J. (2010) Influencing the deposit of electronic theses in UK HE: report on a sector-wide survey into thesis deposit and open access. UCL. http://eprints.ucl.ac.uk/116819/

3. All that hassle with third party copyright

We do need to take copyright ownership seriously and it can be really time-consuming to seek permissions from any third party for permission to publish. Some university libraries are able to support their students to make sure any third party copyright is managed properly, but most don’t have the resources to undertake such a massive task. Take-down policies and embargoes come into play here, and digitisation services, whether through EThOS or another route, will carefully redact any sections, diagrams etc that aren’t copyright cleared on instruction from the institution.

List of redactions from a 2002 thesis held in EThOS.

The world of repositories and open access is moving fast. EThOS celebrated its third birthday last month. When it launched – on the same day as another auspicious event – theses were held in paper format in the university library and a microfilm copy held by the British Library. Now those microfilms have been packed away, and an average of 450 people a day download a copy of a full-text thesis from EThOS. With possibly the same number again accessing copies held directly in university open access repositories, it appears that full-text open access is here to stay.

No Comments Posted by atarrant in Academic Life, Authors, Online Thesis, Pitching & Publishing, Research, Self Promotion, Tips, Writing
Tagged Academic Life, Anna Tarrant, British Library, Copyright, EThOS, Online Thesis, PhD, Pitching & Publishing, Plagiarism, publishing, Sara Gould, Self Promotion, Tips

15Feb12 Part 3: Should you make your thesis available online? Thinking about publishing

Posted by atarrant

You have made your thesis available online, but does that affect whether or not it will get accepted for publication as a monograph? Academic publishers have varying opinions about this…

This is a very important issue for postdocs who are planning how to disseminate and publish the findings from their PhD research and an increasingly common question that academic publishers are now being asked. It was this question that originally kick-started my desire to run this blog series and start this conversation (#onlinethesis). I know that I am not the only one who has been dealing with this question either. One of the comments made in relation to Part 1 of this series was that a thesis that is available online is something that may be seen as problematic to publishers if a monograph based on a PhD is proposed. Others on Twitter are also interested in how publishers responded to this question. I contacted several publishers to find out more about this and these were the responses.

Jay Dew of University of Oklahoma Press informs me that this is a question he is frequently asked and his response is in favour of making theses online:

“On the whole, I don’t believe that having a dissertation or thesis available online works to the detriment of publishing a monograph. Indeed, more and more dissertations and theses are available online through library databases such as Dissertation Abstracts, etc. A dissertation and a book are two different things, with two different and distinct audiences. The revisions that are almost always necessary to bring a dissertation into book manuscript form are usually substantial enough that one need not cannibalize the other. There may be exceptions, of course, especially in the hard sciences, but at least for my press and the kinds of books we publish, this is not a problem.”

John Yates of University of Toronto Press extends this debate further arguing:

“I believe the situation in North America is different from yours [in the UK]. I understand that here all PhD thesis are licensed to ProQuest. I also understand that in Canada, theses are posted on-line by University libraries. Consequently scholars have quite a bit of work to do to convert their thesis into a scholarly monograph since libraries are not interested in purchasing titles that are effectively a thesis with minor revisions.

In your situation, if there is no requirement to post the thesis on-line and you’d like to have it published it as a monograph, I would think by not posting it on-line you’d be able to have the monograph published sooner, since fewer changes would be required than if the full thesis was publicly available on the web.”

The responses I have received in relation to this issue support the idea that making a thesis available online is generally acceptable to academic publishers, as long as the proposed monograph is substantially different to the submitted PhD thesis. Nonetheless, concerns are still evident amongst authors and researchers and it is recommended that potential publishers are contacted in advance of proposing a monograph to find out how they view this because opinions may vary depending on discipline and research topic. A more specialised research topic for example with a smaller market and audience may be seen as more problematic for some publishers if the material is already accessible online. It is possible to embargo the publication of your thesis in university depositories if this is considered an issue and you plan to propose a monograph but it is increasingly important to make this decision before the thesis is submitted, and made available electronically.

The key message then, is that the monograph based on a PhD thesis should be in substantially different format to the submitted PhD. Publishing houses from different countries are in agreement about this as presented here but it is important to be aware that making it available in an online depository may slow down the process of writing a book. It is also important to check the position of publishers who you wish to write book proposals for, to ensure that your decision is well informed. In a period of increased debate over open access to research, making the thesis online should not be, and doesn’t appear to be, a barrier to publishing a monograph but is certainly a consideration.

1 Comment Posted by atarrant in Academic Life, Future of Academic Publishing, Online Thesis, Pitching & Publishing, Publishers, Research, Self Promotion, Uncategorized
Tagged Academic Life, Future of Academic Publishing, PhD, Pitching & Publishing, Publishers, publishing, Self Promotion, University of Oklahoma Press, University of Toronto Press

9Feb12 Part 2: Should you make your thesis more widely available online? Fear of idea theft

Posted by atarrant

Following my first post that introduced my musings on the debate about making a PhD thesis or dissertation available online, this blog explores the issue of fear in relation to the theft of your ideas. This is an issue that is fairly central in Alex Galarza’s article for @GradHacker. The student in question feared that their ideas may be more susceptible to being stolen if they were to be made available online; a reasonable assumption given that, if the intention to put your thesis online is to make it more widely accessible, then the more likely it is that the ideas can be accessed and potentially lifted.

For me, this fear is not altogether unfounded and essentially boils down to a lack of knowledge about how online material is managed and regulated. In university teaching in the UK at least, students are taught about plagiarism, or the use of someone else’s work without acknowledgement, and are warned of the need to avoid doing it. Not only is it considered bad academic practice, but a plagiarised essay or piece of coursework is more likely to be of poor standard. As academics this becomes deeply ingrained in everyday working and writing practices, and is currently regulated through the processes of peer review and assessment. How this may be regulated online however, is less clear and the boundaries of citing and discussing the work of others is increasingly blurred. Similarly if the aim of publishing online is to reach broader audiences, there is potential that those audiences are unfamiliar with referencing practices or maybe unwilling to use them.

A research paper about electronic theses by Copeland et al (2005, pg 195) suggests however that ‘it is easier to detect instances where this activity [plagiarism] has taken place when the material is published on the web. Electronic detection software is available’. My university in the UK uses Turn-It in for student essays for this purpose.

While this is comforting to know to some extent, an important thing to do before making your thesis available online is to check the copyright regulations of the archive you post to and to ensure that you own those rights as primary researcher. This should discourage any potential theft, protect your property rights and discourage the potential for idea theft by others. Where you make the thesis available online is also a consideration. The chances of having your ideas stolen and reproduced online or elsewhere are much less likely if you post to a university online archive than a personal blog for example because these are better regulated. It is also recommended that you seek advice from your PhD supervisor before posting online to check if there are any issues with copyright that you hadn’t thought of (especially important if the work is funded). You could also protect your work using a Creative Commons license. These allow ‘everyone from individual creators to large companies and institutions a simple, standardized way to grant copyright permissions to their creative work’ (Creative Commons website).

Fear of theft of your work when making it more readily available online is reasonable, and was something that led me to research and produce this series of blog posts. However there are frameworks and laws in place that are designed to protect your ideas and your intellectual property, as well as new technologies that are detecting plagiarism online. Make sure you are aware of these before you make your research outputs available online however. If you want to disseminate your work more widely to broaden its impacts, you should be able to, and it is important that academic work is accountable but also used in appropriate ways.

A recent hashtag on Twitter that has been used in relation to these ideas (and also Will’s post) is #notopenenough (thanks @ThomsonPat). Publishing online is becoming more popular, and hopefully fear of theft won’t stand in your way in your quest to make your research more widely known.

Join the conversation at #onlinethesis.

Reference

Copeland, Susan, Penman, Andrew and Mime Richard (2005) “Electronic Theses: The Turning Point.” Program: Electronic Library & Information Systems 39, no. 3 : 185-197.

No Comments Posted by atarrant in Academic Life, Future of Academic Publishing, Online Thesis, Pitching & Publishing, Research, Self Promotion, Uncategorized, Writing
Tagged Academic Life, Anna Tarrant, Creative Commons, Future of Academic Publishing, PhD, Pitching & Publishing, publishing, Self Promotion, Writing

25Jan12 The Now Frontier: Posting Dissertations Online

Posted by atarrant

A note from Anna: As part of a series of blogs on PhD2Published about Online Theses, Will Deyamport, III explains why he will definitely post his dissertation online. To engage in this conversation on Twitter please use the Online Thesis hashtag #thesisonline

Will Deyamport, III is an Ed.D student in Educational Leadership and Management at Capella University. He is the founder of peoplegogy.com, a blog that focuses on life and career developments. He is a monthly contributor to MyPathfinder Career Blog, where he writes about higher education. Currently, Will is writing his dissertation on how Twitter can support the professional learning needs of teachers. You can follow him on twitter @peoplegogy.

This digital world we live in isn’t going anywhere. We pay bills online, we shop online, we make phone calls online, we date online, and now we’re streaming movies and going to school online. So why wouldn’t I post my dissertation online?

Has the academy become so insular that it has failed to understand and embrace the realities of this digital age? Has it become so arrogant that it believes that it can remain the sole guardian of academic knowledge? Or has the academy so blindly held on to its beliefs of what scholarly work is that it refuses to see this work being published on a daily basis on blogs around the globe?

Whatever its reasons, I plan to publish my dissertation online and here’s why:

I happen to have a passion for digital media and most of what I read is read online.
What I do and want to do for a career is done online. I’ve been a social media strategist, I blog, and I am earning my doctorate online. So for me the online space is a place of isn’t some separate entity. It’s a part of who I am and how I express my ideas.
I am a digital citizen. As such, I see the online world as the way for mobilizing the world towards a common humanity.
I routinely seek out information online. Whether it is via Youtube, LinkedIn, or my personal learning network on Twitter, I am able to gain access to experts from a variety of fields and disciplines.
I believe that academic knowledge belongs to the masses and should be made available and given freely to those who seek it.
My dissertation is on teachers using Twitter to support their own professional development. The topic doesn’t belong is some bound book. It was meant to be posted online and shared with scholars and practitioners alike.

The ivory tower and those who worship at its feet need to understand that education is no longer insular. Holding information hostage does nothing for the academy or the betterment of society. In order to truly build a thriving academic knowledge-base and further the continued and expansive research expected in academia, technology has to be a part of how that research is shared and disseminated. Using emerging technologies, schools have the capacity to expose its students’ research to every corner of the globe. It is with this type of free exchange that the academy can reinvent itself and lead the way in today’s growing global economy and workforce.

Moving forward, I would like to see every doctoral student publish their dissertation on ProQuest or some other online platform. Just like TED has revolutionized the conference model, as current and future scholars, we have an opportunity to revolutionize the way people think, learn, and are taught about academic research.

1 Comment Posted by atarrant in Academic Life, Future of Academic Publishing, Online Thesis, Publishers, Self Promotion
Tagged Academic Life, Future of Academic Publishing, PhD, Pitching & Publishing, Publishers, publishing, Self Promotion, Will Deyamport

19Jan12 Should you make your thesis more widely available online? Part 1

Posted by atarrant

A brief note from Anna: Being Managing Editor of PhD2Published has been a fantastic opportunity for me so far. It has introduced me to lots of interesting people and has helped me to think about key issues I am facing post-PhD. My current thinking is about whether or not to make my PhD thesis more readily available online. This post, which is the first in a series, explores this idea in more detail.

Impact has increasingly become an academic buzzword and requirement, which has led me to think much more about my PhD thesis, its accessibility and the impact it could (and should) have on a variety of audiences, both academic and public. I have heard from several colleagues that the only people who are ever likely to read the actual thesis are yourself and your supervisor (my family and friends certainly haven’t read it!). Frankly this seems wasteful and a bit sad (just look at the picture!), especially considering all of the hard work that went into it, including by myself, my participants and my supervisors. Even with the potential of developing publications and monographs from it in different formats, later on, in its unpublished form, my thesis is meaningful to me and took time and effort to construct.

This thinking prompted me to consider how I could make my thesis more accessible and more widely read, particularly in an age of social media and open access. Before launching into making it available online however, I wanted to do some research into the potential barriers to publishing online and the current debates that will inform this decision.

Following these musings, I posted this question on Twitter: “What are people’s opinions on making theses available online?” Several interesting and important issues and questions were raised. While limited, there is already an emerging debate about the digital dissertation, which you can read about in this interesting and informative post by Alex Galarza for @GradHacker. There are several positives for doing this, and indeed many universities are now making it a requirement, if it isn’t already. @Gradhacker outlines that online material such as the unpublished thesis for example is still protected by copyright, useful to know if there is concern about the acknowledgement of your work. At the same time, in being overly cautious about protecting your thesis/dissertation you may risk restricting the development of your academic identity, online and otherwise. Furthermore (and some publishers may vary on this) putting your thesis/dissertation online may actually aid in the communication and appeal of your research to a variety of audiences and may even encourage sales of subsequent published work should you wish to publish it elsewhere in a different form. Twitter follower Christina Haralanova (@ludost11) has also received positive replies from people who have read hers.

Despite the many positives, I still think it is important to consider the range of different issues relating to putting a PhD thesis out there; issues that I will explore in a short series of blogs that will be posted here on PhD2Published in the coming weeks. These include posts I have constructed myself, and also opinion posts, and feedback from academic publishers. If any of this resonates and you have anything to add that has occurred to you, please do get in touch, either by Email or Twitter (@PhD2Published). Should you wish to join an online discussion on Twitter about the debate please use hashtag thesisonline (#thesisonline).